Securities Industry and Financial Markets Association

Results: 602



#Item
181Financial economics / Economy of the United States / Investment / Consolidated Tape Association / Securities Exchange Act / Financial Industry Regulatory Authority / National market system plan / NASDAQ / U.S. Securities and Exchange Commission / Self-regulatory organizations / Financial markets / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CTA[removed]December 31, 2014 Consolidated Tape Association; Notice of Filing of the Nineteenth Substantive Amendment to the Second Restatement of th

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Source URL: www.sec.gov

Language: English - Date: 2014-12-31 13:43:27
182Systemic risk / Legal Entity Identification for Financial Contracts / Software requirements / Enterprise application integration / Web services / Securities Industry and Financial Markets Association / Business requirements / Service-oriented architecture / Requirement / Financial economics / Finance / Financial system

Global Legal Entity Identifier Solicitation of Interest - May 13, 2011

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Source URL: www.gfma.org

Language: English - Date: 2012-01-14 13:31:27
183Financial markets / Stock market / Systemic risk / Legal Entity Identification for Financial Contracts / Trade associations / Securities Industry and Financial Markets Association / Financial regulation / Canadian Imperial Bank of Commerce / U.S. Securities and Exchange Commission / Financial economics / Investment / Finance

Global Legal Entity Identifier Industry’s Process & Recommendations - July 8, 2011

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Source URL: www.gfma.org

Language: English - Date: 2012-01-14 13:28:55
184Systemic risk / Financial markets / Legal Entity Identification for Financial Contracts / Trade associations / Securities Industry and Financial Markets Association / Single Euro Payments Area / Financial economics / Financial system / Finance

Microsoft Word - LEI Solution Letter[removed]_2_.doc

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Source URL: www.gfma.org

Language: English - Date: 2012-01-13 16:24:53
185Systemic risk / Legal Entity Identification for Financial Contracts / Software requirements / Enterprise application integration / Web services / Securities Industry and Financial Markets Association / Business requirements / Service-oriented architecture / Requirement / Financial economics / Finance / Financial system

Global Legal Entity Identifier Solicitation of Interest - May 13, 2011

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Source URL: gfma.org

Language: English - Date: 2012-01-14 13:31:27
186Financial markets / Economy of Mumbai / Stock market / Securities / Securities Industry and Financial Markets Association / Credit rating agency / Securities market / Bond market / Mutual fund / Financial economics / Investment / Finance

Microsoft Word - SIFMA ASIFMA Joint Response to RBI Proposed Guidelines on Primary Dealers.docx

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Source URL: www.asifma.org

Language: English - Date: 2013-03-06 18:22:51
187Systemic risk / Financial markets / Legal Entity Identification for Financial Contracts / Trade associations / Securities Industry and Financial Markets Association / Single Euro Payments Area / Financial economics / Financial system / Finance

Microsoft Word - LEI Solution Letter[removed]_2_.doc

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Source URL: gfma.org

Language: English - Date: 2012-01-13 16:24:53
188Financial markets / Stock market / Systemic risk / Legal Entity Identification for Financial Contracts / Trade associations / Securities Industry and Financial Markets Association / Financial regulation / Canadian Imperial Bank of Commerce / U.S. Securities and Exchange Commission / Financial economics / Investment / Finance

Global Legal Entity Identifier Industry’s Process & Recommendations - July 8, 2011

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Source URL: gfma.org

Language: English - Date: 2012-01-14 13:28:55
189Economics / Stock market / Participatory note / Bonds / Securities Industry and Financial Markets Association / Real estate investment trust / Institutional investor / Repurchase agreement / Asian Securities and Investments Federation / Financial economics / Finance / Investment

ASIFMA Press Release on Indian Finance Ministry and Tax Consequences of Finance Bill; Date: March 28, 2012

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Source URL: www.asifma.org

Language: English - Date: 2013-03-06 17:58:12
190Financial markets / Commodity Futures Trading Commission / Gary Gensler / Year of birth missing / Securities Industry and Financial Markets Association / International Organization of Securities Commissions / Derivative / Dodd–Frank Wall Street Reform and Consumer Protection Act / Libor / Financial economics / Finance / Economics

GFMA Future of Financial Benchmarks Seminar New York, New York Thursday, February 28, 2013 Welcome and Opening Remarks As prepared for delivery

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Source URL: www.gfma.org

Language: English - Date: 2013-02-28 08:34:35
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